Gas turbine efficiency
02-SEP-2005
how to maximize it
Gas turbines form the base of many cogeneration
systems, so the efficiency of the turbine is fundamental to the efficiency of
the overall plant. Here, David Flin goes back to basics
with a look at how the turbines work and how their design affects performance.
A gas turbine functions by allowing the passage of expanding combustion gases
through a series of turbine blades (see Figures 1 and 2). The efficiency of
the turbine is measured by comparing power input to power output as measured
by mechanical energy in the output shaft. Gas turbine efficiencies are usually
given for ISO conditions at 15°C, 60% relative humidity and an atmospheric pressure
equivalent to average sea level conditions. Variations in temperatures and relative
humidities during operation of the turbine will result in changes to its efficiency.
The efficiency of a gas turbine – more correctly called the overall thermal
efficiency – is the ratio of work done to the heat supplied. Efficiency is defined
as:
Efficiency = 100 x K x (Tmax – Tmin)/Tmax
Tmax is the temperature of the gas at the inlet to the gas turbine,
Tmin is the ambient temperature and K is internal losses.
As a result, there are three theoretical methods of increasing efficiency:
increasing inlet temperature, decreasing ambient temperature and reducing internal
losses.
Theoretically, a gas turbine could achieve efficiencies of up to 65%. At present,
simple open-cycle turbines achieve efficiencies of about 40%. In addition, it
is possible to use waste heat from the outlet of the gas turbine to improve
efficiency of use. This is where the very high overall efficiencies from cogeneration
come from.

The basic gas turbine cycle is shown in Figure 3. Air is compressed from point
1 to point 2. This increases the pressure as the volume of space occupied by
the air is reduced. The air is then heated at constant pressure from point 2
to point 3. This heat is added by injecting fuel into the combustor and continuously
igniting it. The hot compressed air at point 3 is then allowed to expand (point
3 to point 4), reducing the pressure and temperature and increasing the volume.
This represents flow through the turbine to point 3’ and then flow through the
power turbine to point 4. The combustion cycle is completed by decreasing the
volume of air (point 4 to point 1) through decreasing the temperature, with
heat being absorbed into the atmosphere.
This cycle is the simple gas turbine cycle, called the Brayton cycle. However,
additional equipment and techniques can be used to increase the efficiency of
the cycle. These modifications include: regeneration, intercooling and reheating.
Microturbines
Typical microturbines have efficiencies of 25%–35%. When used in a CHP
system, they can achieve efficiencies of greater than 80%. Microturbines
have additional design considerations to take into account, however. As
a general rule, microturbines have to be designed with the premise that
once installed they will receive very little maintenance, except possibly
an annual service. But they will need to be reliable despite this. In
addition, microturbines need to be small, limiting opportunities for peripheral
equipment, and they need to be quiet, limiting opportunities for additional
rotating machinery. These factors tend to limit the opportunities to increase
turbine efficiencies. There is a limit, for example, on the closeness
of blade tips and the casing because of the potential variation in operating
regimes. Methods of reducing blade fouling are limited to annual services.
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In general, efficiency is influenced by:
- energy used by the air compressor – if less energy is used to compress
the air, more energy is available at the output shaft
- temperature of the gas leaving the combustors and entering the turbine
– the higher the temperature, the greater the efficiency
- temperature of the exhaust gas from the turbine – the lower the temperature,
the greater the efficiency
- mass flow through the gas turbine – in general, higher mass flows result
in higher efficiencies
- pressure drop across inlet air filters – increased pressure loss decreases
efficiency
- pressure drop across exhaust gas silencers, ducts and stack – increased
pressure loss decreases efficiency.
There has been considerable work done to improve the efficiency of gas turbines,
mainly on increasing turbine entrygas temperatures and increasing the efficiency
and capability of the compressor. Various methods have been used to improve
efficiency in these areas. These include:
- using the exhaust gas to heat the air from the compressor – this is most
effective in cold weather
- dividing the compressor into two parts and cooling the air between the
two parts
- dividing the turbine into two parts and reheating the gas between the two
parts
- cooling the inlet air – this is mainly used in hot weather
- reducing the humidity of the inlet air
- increasing the pressure of the air at the discharge of the air compressor
- regularly washing or otherwise cleaning the fouling of turbine and air-compressor
blades.
However, there is a trade-off with all of these methods of increasing efficiency.
They all increase costs, and some reduce the available power output of the gas
turbine. The final design choice will be the most appropriate compromise that
balances cost, power and efficiency for each specific application.
These different approaches can be broken down into five main categories:
- increased inlet temperature
- regeneration
- compressor intercooling
- turbine reheat
- steam/water injection.
INCREASING TURBINE INLET TEMPERATURE
A simple-cycle gas turbine that generates 1.9 MW of
shaft output power
(OPRA Gas Turbines)
The most obvious way of increasing the efficiency of a gas turbine is to increase
the inlet temperature. Efficiency is related to both the inlet and outlet temperatures
of the turbine; the higher the difference between the two temperatures, the
greater the thermal efficiency of the turbine. There is an absolute limit to
how low the outlet temperature can go, so increasing the inlet temperature is
an obvious method of increasing efficiency.
However, increases in inlet temperature have already reached the point where
the temperatures are actually higher than the melting point of some of the metals
used in the turbine. Cooling of the first rows of turbine blades is therefore
imperative, and any further increases in inlet temperature will require improvements
in cooling techniques. This could involve increased use of steam cooling, increased
flow of the cooling fluid, or increased effectiveness of heat transfer with
the cooling fluid.
In addition, different materials with improved heat-resisting properties and
improved thermal barrier coating can also assist in allowing the elevation of
the inlet temperature.
Nonetheless, the cost involved in increasing the efficiency of the turbine
through raising the inlet temperature is becoming increasingly prohibitive.
The materials involved are adding to the cost, while the addition of ever-more
complex cooling techniques gives rise to more expensive production and more
areas that need maintenance, which adds to O&M costs. It also introduces more
items that can fail, potentially leading to greater outage time for the turbine.
The pressure ratio has to be increased alongside increases in turbine inlet
temperature otherwise the turbine exit temperature will drop, resulting in a
reduction in the combined cycle efficiency.
REGENERATION
Regeneration is the internal exchange of heat within the cycle. In the gas
turbine cycle, the gases leaving the turbine are at a relatively high temperature.
This temperature is higher than the temperature at the compressor outlet. Therefore,
a regenerator (a surface-type heat exchanger) is used to preheat the compressed
gases by using heat from the exhaust gas. This reduces the amount of fuel required
by the combustor. Regeneration involves the installation of a heat exchanger
(recuperator) through which the turbine exhaust gases pass. The compressed air
is then heated in the exhaust gas heat exchanger before the flow enters the
combustor, preheating the gas before it enters the combustion chamber, thus
reducing the amount of fuel required (see Figure 4).

Use of a regenerator can increase the simple-cycle efficiency. However, the
relatively high cost of such a regenerator is a disincentive to its use. Regeneration
can improve the efficiency of simple gas turbines by 5%–6%. However, use of
a regenerator reduces specific power output as a result of additional pressure
losses in the regenerator.
According to the Managing Director of OPRA Gas Turbines, Frederick Mowill,
gas turbines have exit temperatures of about 560°C. This heat can be of great
use in providing energy to produce process steam or heating. The use of a recuperator
reduces this exit temperature to about 330°C. As a result, while the efficiency
of the gas turbine is increased by the use of a recuperator, the available energy
from the heat of the gas exhaust is reduced. Operators have to decide which
is more important for their specific needs.
COMPRESSOR INTERCOOLING
Another method of increasing the overall efficiency of a gas turbine is to
decrease the work input to the compression process. The effect of this is to
increase the net work output. This can be achieved by cooling the gas passing
through the compressor. Intercooling involves compressing the fluid to an intermediate
pressure, then passing it through a heat exchanger, or intercooler, where it
is cooled to a lower temperature at essentially constant pressure. The fluid
is then passed through another stage of the compressor, where its pressure is
increased. This is followed by another intercooler process, and then another
staging of the compressor, until the final pressure is achieved (see Figure
5). The overall result is a lowering of the net work input required for a given
pressure ratio.
Intercoolers can be air-cooled heat exchangers but are more commonly water-cooled.
The output of a gas turbine is increased with an intercooler.

TURBINE REHEAT
Another method of increasing overall efficiency is to keep the gas temperature
in the turbine as high as possible. This can be achieved by continuous heating
of the gas as it expands through the turbine. Continuous heating as such is
not practical, and reheat is carried out in stages (see Figure 6). Gases are
allowed to partially expand before being returned to the combustion chamber,
where heat is added at constant pressure until the limiting temperature is reached.
The use of reheat increases the turbine work output without changing the compressor
work or the maximum limiting temperature. Using the turbine reheat increases
the whole cycle output. However, the final turbine exhaust temperature is above
the outlet turbine temperature without reheat. As a consequence, reheating is
most effective when used in conjunction with regeneration, as the quantity of
heat exchanged in the regenerator can be greatly increased.
If a gas turbine has a high-pressure and a low-pressure turbine at the back
end of the machine, a reheater, usually another combustor, can be used to reheat
the flow between the two turbines, giving an increase in efficiency of 1%–3%.
INJECTION OF STEAM OR WATER
Steam or water injection is a method by which the output power of a gas turbine
cycle can be increased. This has several effects: it increases the flexibility
of the gas turbine during part load operations and significantly decreases emissions
of carbon monoxide and unburned hydrocarbons.
Steam injection can be carried out using saturated or superheated steam. The
introduced steam is usually injected into the combustion chamber. However, water
injection is a more common method of increasing efficiency than steam injection.
Water is typically injected into the system at the compressor outlet to increase
the mass flow rate. The compressed air temperature falls as a consequence of
water injection, but this temperature reduction can be minimized through use
of a regenerator. No more fuel is consumed in this temperature compensation
because the process uses heat from the gas turbine exhaust that would otherwise
be wasted.
Water can also be injected at the compressor inlet. This has the following
advantage compared with injection at the compressor outlet:
- Because air at the inlet air duct is at about atmospheric pressure, there
is no need to use a high pressure pump.
- The inlet air temperature is atmospheric, which means there is no need
to warm up the spray water to prevent thermal shock.
- There is usually a long distance between the inlet air duct and the compressor
inlet, so by the time the atomized water reaches the compressor, it will be
thoroughly mixed with the air, so it is a homogenized mixture of water and
air that will be introduced into the compressor. This reduces impact damage
and corrosion effects on compressor components.
ADDITIONAL METHODS OF INCREASING EFFICIENCY
Several other methods of increasing efficiency are also employed.
Heat recovery
Gas turbines generate a large volume of very hot air. This exhaust is also
high in oxygen content compared to other combustion exhaust streams because
only a small amount of oxygen is required by the combustor relative to the total
volume available. Depending on how much thermal energy is required, the turbine
exhaust may be supplemented by a duct burner.
A duct burner is a direct-fired gas burner located in the turbine exhaust stream.
It has a very high efficiency due to the high inlet air temperature and is used
to boost the total available thermal energy. The turbine exhaust boosted by
the duct burner is directed into the HRSG.
Turbine exhaust can also be ducted directly into hot air processes, such as
kilns and material drying systems. This is the least costly first cost, as there
is no boiler or steam drying system to purchase. Turbine exhaust can also be
ducted directly into absorption chillers for large cooling loads.
The system will also include a diverter for those times when the waste heat
is not required. The diverter vents the turbine exhaust to the atmosphere. This
substantially reduces the system efficiency because only the electrical energy
output of the turbine is being used.
The higher the electrical efficiency of the turbine the lower the available
thermal energy in the exhaust. Newer turbines with recuperators and larger turbines
tend to have higher efficiencies.
Inlet air cooling
Another method of increasing turbine efficiency is through inlet air cooling.
This is most effective in hot, dry climates because in effect it reduces the
ambient temperature entering the turbine. Gas turbines operate with a constant
volume of air, but the power generated depends on the mass flow of air. Warm
air is less dense than cold air, resulting in lower power output. Warm air is
also harder to compress than cold air, taking more work from the compressor
and thus increasing internal losses.
Inlet air cooling is sensitive to ambient conditions at the site, and thus
selection of the correct inlet air cooling system is site specific. For a typical
gas turbine, it is possible to cool the inlet air from 15°C to 5.6°C, increasing
fuel efficiency by about 2%.
There are many technologies that are commercially available for turbine air
inlet cooling. These technologies can be divided into the following major categories:
- evaporative: wetted media, fogging and wet compression/overspray
- chillers: mechanical and absorption chillers with or without thermal energy
storage
- LNG vaporization
- hybrid systems.
More details on gas turbine inlet air cooling can be found in COSPP
July–August 2004.
Reduction of leakage flow
One area of potential loss of efficiency lies in the leakage of flow through
the gas turbine. This typically comes from inevitable leakage around the tips
of the blades and vanes, as well as from other areas that require sealing.
Reduction of leakage is a compromise between reducing the leakage flow and
allowing the leakage flow ‘necessary’ to avoid high temperature increases caused
by disc friction or heat conduction or both. The most common method of optimizing
blade design to achieve the best compromise is through the use of a blade tip
shroud. These restrict gas leakage flow across the blade tip by using knife-edge
seals designed to rub into a honeycomb seal material that is brazed onto the
shroud blocks. However, centrifugal forces on the rotating stages of a gas turbine
are very large. For example, an F-class blade weighing about 3.6 kg will exert
a pull of over 440,000 N at operating speed. Typically, shrouds account for
about 10% of the weight of a blade.
Another method of reducing flow leakage at blade tips is through the use of
abradable material. The obvious method of reducing this flow leakage is to reduce
the clearance between the blade tip and the casing. Reducing this clearance
can result in the blade tips rubbing against the casing. By applying an abradable
coating, some rubbing can be tolerated. The abradable coatings are designed
to release fine wear debris while causing no wear on the blades. A balance needs
to be struck between efficiency losses due to gas flow leakage and those due
to friction effects.
Aerodynamic design of all components
The optimization of the aerodynamic design of all components can help reduce
internal losses. However, there is an optimization process involved. For example,
reducing pressure loss in the combustor will increase efficiency but may also
result in a smaller stability range. It may also influence the possibility of
having efficient cooling systems, especially in the first turbine stage.
Inlet air filtration
The operating conditions within a gas turbine can make particulate matter and
chemical impurities in the air and fuel damage the blades of the turbine, either
by collecting and sticking to the blades or by corroding and eroding them, which
reduces their effectiveness and degrades the efficiency of the gas turbine.
Consequently, the cleanliness of the air and fuel used has a major impact on
the amount of maintenance required. There are two basic solutions to this: coating
the turbine blades so that they can better resist this degradation; and preventing
the impurities from entering the turbine in the first place.
Inlet air filtration will prevent a proportion of the impurities from entering
the turbine. However, filtration also generally results in a pressure drop across
the filtration system, resulting in a loss of efficiency. As a general rule,
the more effective the filtration system is at removing particulate matter,
the greater the pressure drop across the system and hence the greater the drop
in efficiency. Designing a filtration system to maximize the first and minimize
the second is a complex compromise. Precise selection will depend very heavily
on site-specific operating conditions. More details on air inlet filtration
can be found in COSPP March–April 2005.
Particles that stick to blades and vanes cause blade fouling. These interfere
with the smooth flow of the air stream, resulting in a reduction in the mass
flow through the turbine. Fouling also degrades the effective pressure ratio,
also impacting on efficiency.
Fouling has to be washed away by spraying a liquid from a set of nozzles installed
upstream of the inlet. The liquid follows the air stream, and mechanical movements
and chemical action by the washing liquid removes the deposits. Washing can
be carried out either on-line or off-line. On-line washing is not as effective
as off-line washing, but has the advantage that the turbine is still generating
power. On-line washing has also been criticized for causing erosion damage.
It should be noted that inlet air filtration doesn’t increase efficiency; it
limits and reduces the loss of efficiency from particulate degradation.
AREAS OF DEVELOPMENT
There are several areas of research being carried out with regard to aerodynamic
improvements, particularly with relation to the use of unsteady effects. One
major field is the potential of stator clocking. Numerical analyses have predicted
an efficiency increase of about 0.5% for an optimal clocking position. Experimental
investigations in compressors and turbines have shown promising results, especially
for axial turbines.
Another aspect of the unsteady flow phenomenon that is under investigation
is the axial spacing between the rotor and the stator row blades. The potential
increase in efficiency has been estimated at about 0.5%.
However, approaches based on periodic unsteady effects increase the risk of
vibration excitation of the blades and vanes. Further investigation into these
is needed before they can be used in industrial applications.
Another research activity is in 3D optimization. The vane and blade shapes
combined with 3D side-wall contouring have been shown to have a great impact
on secondary flow losses. Optimizing these can lead to a significant efficiency
increase.
There is also work being carried out on new and improved cycles, such as ‘isothermal’
compression, involving cooling in the compressor, sequential combustion, bottoming
cycles and semi-closed cycles.
One of the main factors complicating all this research is that none of the
actions can be considered in isolation. Each effects the functioning of the
gas turbine as a whole. For example, a change in the load distribution inside
the turbine will influence the hot gas pressure, the exit pressure of the cooling
system, the cooling air mass flow, the balance of mass flow inside the secondary
air system, and the extracted mass flow from the compressor.
One also has to look at the efficiency of the gas turbine across a wide operating
range and compare this with the likely operating regime that the turbine will
be under. If the turbine is a base-load engine that will operate within fairly
tight conditions, it can be optimized for those specific conditions. If, on
the other hand, it has to operate under differing load conditions, then it may
be better for the turbine to have a lower design efficiency that is more stable
over the whole operating range.
Development of specific gas turbines
The size of industrial gas turbines has grown. They can
generate up to 200 MWe at 50 Hz. Turbine entry temperatures have risen
to up to 1260°C, and pressure ratios have increased to up to 16:1. Examples
include:
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The ABB GT 13E2, rated at 164 MWe gross output on
natural gas, has an efficiency of 35.7%. The pressure ratio is 15:1.
The combustion system is designed for low NOx production. The dry
NOx-emission levels are less than 25 ppm with no water or steam injection
on natural gas. The turbine entry temperature is 1100°C, and the exhaust
temperature 525°C. The turbine has five stages, and the first two
rotor stages and the first three stator stages are cooled. The
roots of the last two stages are also cooled.
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Siemens’ model V84.3, rated at 152 MWe, has an efficiency
of 36.1%. The turbine has a pressure ratio of 16:1. Each chamber has
six burners designed for low NOx emissions. The turbine entry temperature
is 1290°C and the exhaust temperature 550°C. The turbine has four
stages, and the first three rotating stages are air cooled. The effectiveness
of the cooling is improved by intercooling the cooling air after it
is drawn out of the compressor.
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GE and European Gas Turbines have jointly developed
the MS9001F 50 Hz engine, which generates 215 MWe at an efficiency
of 35%. The engine uses an 18-stage compressor with an overall compression
ratio of about 20:1. The gas turbine has three stages, the first two
being cooled. Gas temperature at entry into the turbine is 1288°C.
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In the long term, it is expected that the increasing costs for fossil fuels
will allow techniques that are currently considered not to be cost effective
to become economically viable. Most of these techniques will drive the gas turbine
thermal cycle to more closely resemble the Carnot cycle. This introduces the
possibility of using intercooling in the compressors and increasing the level
of sequential combustion in the turbine.
The increasing cost of fossil fuel is also likely to drive moves towards increased
use of alternative fuels, which will require greater fuel flexibility from turbines.
This will in turn require turbines to be able to operate across a broader range
of conditions, making it necessary to reconsider the balance of very high efficiencies
at specific conditions with high efficiencies across a range of conditions.
It is perhaps worth noting that a report from the EU states: ‘Natural gas combined-cycle
technology has been continuously improved over the last 20 years... Further
increases of efficiency depend on gas turbine development, such as increased
turbine inlet temperature and blade cooling technologies. The watersteam cycle
in a combined cycle is almost at its physical limits, and only small improvements
in efficiency are expected through the improvement of components such as pumps
and steam turbine blades.’
DURABILITY IS STILL AN ISSUE
WEFA’s report Banking on Advanced Gas Turbines, Prospects for a Financial
Meltdown states that around 60%–70% of the nonfuel cost of a typical gas
turbine is consumed in the repair and replacement of components in the hot gas
path. The report goes on to say that the worldwide OEM hot-section replacement
business exceeds US$1 billion annually, and that the profit margins for the
parts are reported to be greater than the margins on the original turbine.
The report says that the hot gas path components giving the most trouble are:
- turbine blades and vanes
- combustion liners
- end caps
- fuel nozzle assemblies
- turbine stationary slides.
Increasing inlet temperatures will only exacerbate this situation, and maintenance
issues look set to become an increasing concern and a significant limiting factor
on efficiency improvement.
David Flin is a freelance energy journalist based
in the UK.
e-mail: cospp@jxj.com